Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
10,438 |
264,734
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
343,750 |
281,250
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
50,669 |
331,919
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
551,723 |
883,642
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
8,713 |
892,355
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
48,031 |
48,031
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
5,204 |
53,235
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
196,421 |
249,656
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
4,640 |
254,296
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
868,062 |
868,062
(0%)
|
0%
|
|
-
|
Common Stock (as defined below) |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
494,514 |
373,548
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
373,548 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
149,270 |
199,270
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
149,270 |
50,000
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
50,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
9,452,256 |
9,452,256
(6%)
|
6%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
5,473,231 |
3,979,025
(2%)
|
3%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
1,979,025 |
2,000,000
(1%)
|
1%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
2,000,000 |
0
(0%)
|
1%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
8 |
15
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
8 |
7
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
7 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
21 Nov 2024 |
354 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
4,818,439 |
4,818,439
(3%)
|
3%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
5,473,231 |
10,291,670
(6%)
|
3%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
8 |
10,291,678
(6%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
7 |
10,291,685
(6%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Nov 2024 |
354 |
10,293,683
(6%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
61,928 |
50,669
|
-
|
|
-
|
Series A Preferred Stock (as defined below) |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
50,669 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
48,031 |
0
|
-
|
|
-
|
Series B Preferred Stock (as defined below) |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
10,649 |
8,713
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
8,713 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
5,204 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
674,329 |
551,723
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
551,723 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
196,421 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
4,640 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
21 Nov 2024 |
10,438 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Ronald C. Cogburn
|
Director |
Other type of transaction at price $ 0.00 per share. |
19 Nov 2024 |
5,772 |
4,722
|
-
|
|
-
|
Series A Preferred Stock (as defined below) |
Ronald C. Cogburn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Nov 2024 |
80,908 |
80,959
(0%)
|
0%
|
|
-
|
Common Stock (as defined below) |
James G. Reynolds
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Nov 2024 |
884,827 |
885,144
(0%)
|
0%
|
|
-
|
Common Stock (as defined below) |
James G. Reynolds
|
Director |
Other type of transaction at price $ 0.00 per share. |
19 Nov 2024 |
63,124 |
51,646
|
-
|
|
-
|
Series A Preferred Stock (as defined below) |
Suresh Yannamani
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Nov 2024 |
137,510 |
137,585
(0%)
|
0%
|
|
-
|
Common Stock (as defined below) |
Suresh Yannamani
|
President |
Other type of transaction at price $ 0.00 per share. |
19 Nov 2024 |
9,810 |
8,026
|
-
|
|
-
|
Series A Preferred Stock (as defined below) |
Matthew Brown
|
Interim CFO |
Other type of transaction at price $ 0.00 per share. |
19 Nov 2024 |
2,356 |
1,928
|
-
|
|
-
|
Series A Preferred Stock (as defined below) |
Matthew Brown
|
Interim CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Nov 2024 |
33,025 |
33,074
(0%)
|
0%
|
|
-
|
Common Stock (as defined below) |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2023 |
625,000 |
625,000
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 2.00 per share. |
09 Oct 2023 |
18,039 |
53,688
(0%)
|
0%
|
2.0 |
36,076
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 2.00 per share. |
09 Oct 2023 |
31,961 |
35,649
(0%)
|
0%
|
2.0 |
63,916
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2023 |
1,000,000 |
1,000,000
|
-
|
0.0 |
100
|
Special Voting Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2023 |
625,000 |
625,000
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Purchase of securities on an exchange or from another person at price $ 2.00 per share. |
09 Oct 2023 |
18,039 |
53,688
(0%)
|
0%
|
2.0 |
36,076
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Purchase of securities on an exchange or from another person at price $ 2.00 per share. |
09 Oct 2023 |
31,961 |
35,649
(0%)
|
0%
|
2.0 |
63,916
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2023 |
1,000,000 |
1,000,000
|
-
|
0.0 |
100
|
Special Voting Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Mar 2023 |
1,000,000 |
1,000,000
|
-
|
0.0 |
100
|
Special Voting Stock |
Marc A Beilinson
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Aug 2022 |
6,250 |
0
|
-
|
|
-
|
Restricted Stock Units |
Martin P. Akins
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Aug 2022 |
6,250 |
0
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Aug 2022 |
7,954 |
0
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Aug 2022 |
1,387 |
0
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 1.41 per share. |
21 Jul 2022 |
70,921 |
70,921
(0%)
|
0%
|
1.4 |
99,999
|
Common Stock, par value $0.0001 per share (Common Stock) |
Martin P. Akins
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Jun 2022 |
13,228 |
0
|
-
|
|
-
|
Restricted Stock Units |
Martin P. Akins
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Jun 2022 |
13,228 |
90,212
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.0001 per share |
Par S. Chadha
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Jun 2022 |
30,303 |
30,306
(0%)
|
0%
|
|
0
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Jun 2022 |
30,303 |
30,303
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
Director |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
125,000 |
2
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share |
John H. Rexford
|
Director |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
125,000 |
125,000
|
-
|
|
-
|
Restricted Stock Units |
Marc A Beilinson
|
Director |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
125,000 |
125,000
|
-
|
|
-
|
Restricted Stock Units |
Marc A Beilinson
|
Director |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
125,000 |
71,500
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share |
Martin P. Akins
|
Director |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
125,000 |
76,984
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share |
Martin P. Akins
|
Director |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
125,000 |
125,000
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Executive Chairman |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
27,740 |
3
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
159,091 |
159,091
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Executive Chairman |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
93,895 |
17
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par S. Chadha
|
Director, Executive Chairman |
Other type of transaction at price $ 0.00 per share. |
31 May 2022 |
27,740 |
27,740
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
1,984 |
3,234
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
John H. Rexford
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
39,680 |
125,002
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
285,606 |
285,606
|
-
|
|
-
|
6.00% Series B Cum. Convert Perpetual Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
775 |
775
|
-
|
|
-
|
6.00% Series B Cum. Convert Perpetual Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
5,204 |
5,204
|
-
|
|
-
|
6.00% Series B Cum. Convert Perpetual Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
208,760 |
93,912
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
3,345,380 |
19
(0%)
|
2%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
92,800 |
27,743
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
104,080 |
3
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
5,712,120 |
3
(0%)
|
3%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
15,500 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
1,000,000 |
1,000,000
|
-
|
0.0 |
100
|
Special Voting Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
10,438 |
10,438
|
-
|
|
-
|
6.00% Series B Cum. Convert Perpetual Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
4,640 |
4,640
|
-
|
|
-
|
6.00% Series B Cum. Convert Perpetual Preferred Stock |
Par S. Chadha
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
167,269 |
195,646
|
-
|
|
-
|
6.00% Series B Cum. Convert Perpetual Preferred Stock |
Ronald C. Cogburn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
2,141 |
3,847
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Ronald C. Cogburn
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
42,820 |
42,824
(0%)
|
0%
|
|
-
|
Common Stock |
James G. Reynolds
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
35,000 |
37,500
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
James G. Reynolds
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
700,000 |
314,876
(0%)
|
0%
|
|
-
|
Common Stock |
Suresh Yannamani
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
9,784 |
9,784
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Pref. Stock |
Suresh Yannamani
|
President |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
195,680 |
15
(0%)
|
0%
|
|
-
|
Common Stock |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
395 |
1,200
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
17 May 2022 |
7,900 |
2
(0%)
|
0%
|
|
-
|
Common Stock |
John H. Rexford
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,250 |
1,250
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
John H. Rexford
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
25,000 |
187,564
(0%)
|
0%
|
|
-
|
Common Stock |
William L. Transier
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
40,000 |
123,600
(0%)
|
0%
|
|
-
|
Common Stock |
William L. Transier
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
2,000 |
2,000
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Marc A Beilinson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,425 |
1,425
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Marc A Beilinson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
28,500 |
196,500
(0%)
|
0%
|
|
-
|
Common Stock |
Martin P. Akins
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
25,400 |
201,984
(0%)
|
0%
|
|
-
|
Common Stock |
Martin P. Akins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,270 |
1,270
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
28,377 |
28,377
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
48,031 |
48,031
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
960,620 |
13
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
567,540 |
3,407,899
(2%)
|
0%
|
|
-
|
Common Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,706 |
1,706
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
34,120 |
85,645
(0%)
|
0%
|
|
-
|
Common Stock |
James G. Reynolds
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
2,500 |
2,500
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
James G. Reynolds
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
50,000 |
1,014,876
(0%)
|
0%
|
|
-
|
Common Stock |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
16,100 |
32,214
(0%)
|
0%
|
|
-
|
Common Stock |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
805 |
805
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Shrikant Sortur
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
27,320 |
68,558
(0%)
|
0%
|
|
-
|
Common Stock |
Shrikant Sortur
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,366 |
1,366
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Vitalie Robu
|
President, EMEA |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,654 |
1,654
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Vitalie Robu
|
President, EMEA |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
33,080 |
83,046
(0%)
|
0%
|
|
-
|
Common Stock |
Srinivasan Murali
|
President, Americas and APAC |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2022 |
1,681 |
1,681
|
-
|
|
-
|
6.00% Series B Cumulative Convertible Perpetual Pref. Stock |
Srinivasan Murali
|
President, Americas and APAC |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
11 Mar 2022 |
33,620 |
84,357
(0%)
|
0%
|
|
-
|
Common Stock |
Suresh Yannamani
|
President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
25,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Suresh Yannamani
|
President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
25,000 |
195,695
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.0001 per share |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
11,667 |
59,981
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.0001 per share |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share. |
19 Feb 2022 |
3,459 |
56,522
(0%)
|
0%
|
0.8 |
2,733
|
Common Stock |
Mark D. Fairchild
|
Pres., Exela Smart Office |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
11,667 |
0
|
-
|
|
-
|
Restricted Stock Units |
Shrikant Sortur
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
30,000 |
106,048
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.0001 per share |
Shrikant Sortur
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share. |
19 Feb 2022 |
10,170 |
95,878
(0%)
|
0%
|
0.8 |
8,034
|
Common Stock |
Shrikant Sortur
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
30,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Srinivasan Murali
|
President, Americas and APAC |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
26,667 |
125,604
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.0001 per share |
Srinivasan Murali
|
President, Americas and APAC |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Feb 2022 |
26,667 |
0
|
-
|
|
-
|
Restricted Stock Units |
Srinivasan Murali
|
President, Americas and APAC |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share. |
19 Feb 2022 |
7,627 |
117,977
(0%)
|
0%
|
0.8 |
6,025
|
Common Stock |
Shrikant Sortur
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 1.24 per share. |
10 Dec 2021 |
60,480 |
76,048
(0%)
|
0%
|
1.2 |
74,995
|
Common Stock, par value $0.0001 per share |
Vitalie Robu
|
President, EMEA |
Purchase of securities on an exchange or from another person at price $ 1.23 per share. |
10 Dec 2021 |
33,000 |
116,126
(0%)
|
0%
|
1.2 |
40,590
|
Common Stock, par value $0.0001 per share |
Srinivasan Murali
|
President, Americas and APAC |
Purchase of securities on an exchange or from another person at price $ 1.24 per share. |
10 Dec 2021 |
60,000 |
98,937
(0%)
|
0%
|
1.2 |
74,400
|
Common Stock, par value $0.0001 per share |
John H. Rexford
|
Director |
Grant, award, or other acquisition of securities at price $ 1.26 per share. |
09 Dec 2021 |
39,682 |
87,564
(0%)
|
0%
|
1.3 |
49,999
|
Common Stock, par value $0.0001 per share |
William L. Transier
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.22 per share. |
09 Dec 2021 |
163,600 |
163,600
(0%)
|
0%
|
1.2 |
199,592
|
Common Stock, par value $0.0001 per share |
Martin P. Akins
|
Director |
Grant, award, or other acquisition of securities at price $ 1.26 per share. |
09 Dec 2021 |
63,492 |
89,157
(0%)
|
0%
|
1.3 |
80,000
|
Common Stock, par value $0.0001 per share |
Par Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 1.26 per share. |
09 Dec 2021 |
158,730 |
208,777
(0%)
|
0%
|
1.3 |
200,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Mark Fairchild
|
President, Exela Smart Office |
Purchase of securities on an exchange or from another person at price $ 1.23 per share. |
09 Dec 2021 |
32,520 |
48,314
(0%)
|
0%
|
1.2 |
40,000
|
Common Stock, par value $0.0001 per share |
Par Chadha
|
Director, Chairman, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 1.66 per share. |
15 Nov 2021 |
100,000 |
3,975,439
(2%)
|
0%
|
1.7 |
166,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Marc A Beilinson
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.61 per share. |
11 Nov 2021 |
100,000 |
100,000
(0%)
|
0%
|
1.6 |
161,000
|
Common Stock |
Sharon Chadha
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 1.60 per share. |
09 Nov 2021 |
62,500 |
62,500
(0%)
|
0%
|
1.6 |
100,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2021 |
90,909 |
90,909
|
-
|
|
-
|
Restricted Stock Unit |
Sharon Chadha
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2021 |
90,909 |
90,909
|
-
|
|
-
|
Restricted Stock Unit |
Par Chadha
|
Director, Chairman, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 2.06 per share. |
14 Sep 2021 |
100,000 |
4,112,939
(2%)
|
0%
|
2.1 |
206,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Sep 2021 |
8,500,000 |
8,500,000
|
-
|
|
-
|
Performance Units |
Par Chadha
|
Director, Chairman, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 1.69 per share. |
15 Aug 2021 |
100,000 |
4,012,939
(2%)
|
0%
|
1.7 |
169,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Chairman, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 2.81 per share. |
15 Jul 2021 |
100,000 |
4,212,939
(2%)
|
0%
|
2.8 |
281,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Chairman, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 3.47 per share. |
15 Jul 2021 |
100,000 |
4,312,939
(2%)
|
0%
|
3.5 |
347,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 1.57 per share. |
01 Jun 2021 |
100,000 |
4,412,939
(2%)
|
0%
|
1.6 |
157,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 2.22 per share. |
29 Mar 2021 |
100,000 |
4,612,939
(3%)
|
0%
|
2.2 |
222,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 1.89 per share. |
29 Mar 2021 |
100,000 |
4,512,939
(2%)
|
0%
|
1.9 |
189,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Suresh Yannamani
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Feb 2021 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Unit |
Mark Fairchild
|
Pres., Exela Smart Office |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Feb 2021 |
11,667 |
11,667
|
-
|
|
-
|
Restricted Stock Unit |
Shrikant Sortur
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Feb 2021 |
30,000 |
30,000
|
-
|
|
-
|
Restricted Stock Unit |
Srinivasan Murali
|
President, Americas and APAC |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Feb 2021 |
26,667 |
26,667
|
-
|
|
-
|
Restricted Stock Unit |
John H. Rexford
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
46,808 |
0
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
9,242 |
0
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
56,050 |
143,648
(0%)
|
0%
|
|
-
|
Common Stock |
Martin P. Akins
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
76,995 |
76,995
(0%)
|
0%
|
|
-
|
Common Stock |
Martin P. Akins
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
37,312 |
0
|
-
|
|
-
|
Restricted Stock Units |
Martin P. Akins
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
39,683 |
79,364
|
-
|
|
-
|
Restricted Stock Units |
Par Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2020 |
71,898 |
150,142
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Par Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
29 Dec 2020 |
197,714 |
312,250
(0%)
|
0%
|
|
-
|
Common Stock |
Vitalie Robu
|
President, EMEA |
Other type of transaction at price $ 0.00 per share. |
26 Feb 2020 |
219,065 |
249,381
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
James Reynolds
|
Director, Chief Financial Officer |
|
21 Feb 2020 |
49,420 |
114,770
|
-
|
|
-
|
Series A Convertible Preferred Stock |
James Reynolds
|
Director, Chief Financial Officer |
|
21 Feb 2020 |
35,097 |
65,350
|
-
|
|
-
|
Series A Convertible Preferred Stock |
James Reynolds
|
Director, Chief Financial Officer |
|
21 Feb 2020 |
298 |
175
|
-
|
|
-
|
Exchangeable Preferred Interests |
James Reynolds
|
Director, Chief Financial Officer |
Other type of transaction at price $ 0.00 per share. |
21 Feb 2020 |
1,506,555 |
3,194,628
(2%)
|
0%
|
|
-
|
Common Stock |
James Reynolds
|
Director, Chief Financial Officer |
Other type of transaction at price $ 0.00 per share. |
21 Feb 2020 |
533,608 |
1,688,073
(1%)
|
0%
|
|
-
|
Common Stock |
James Reynolds
|
Director, Chief Financial Officer |
|
21 Feb 2020 |
906,835 |
1,154,465
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
James Reynolds
|
Director, Chief Financial Officer |
Other type of transaction at price $ 0.00 per share. |
21 Feb 2020 |
30,253 |
30,253
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Suresh Yannamani
|
President |
Other type of transaction at price $ 0.00 per share. |
30 Oct 2019 |
13,506 |
17,836
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Suresh Yannamani
|
President |
|
30 Oct 2019 |
141 |
83
|
-
|
|
-
|
Exchangeable Preferred Interests |
Suresh Yannamani
|
President |
|
30 Oct 2019 |
4,330 |
4,330
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Suresh Yannamani
|
President |
Other type of transaction at price $ 0.00 per share. |
30 Oct 2019 |
225 |
225
|
-
|
|
-
|
Exchangeable Preferred Interests |
Suresh Yannamani
|
President |
Other type of transaction at price $ 0.00 per share. |
30 Oct 2019 |
344,235 |
512,086
(0%)
|
0%
|
|
-
|
Common Stock |
Suresh Yannamani
|
President |
|
30 Oct 2019 |
111,870 |
167,851
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
355 |
355
|
-
|
|
-
|
Exchangeable Preferred Interests |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
32,430 |
359,295
(0%)
|
0%
|
|
-
|
Common Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
30,147 |
99,885
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
|
22 Oct 2019 |
226,980 |
326,865
(0%)
|
0%
|
|
-
|
Common Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
|
22 Oct 2019 |
6,835 |
10,494
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
|
22 Oct 2019 |
223 |
131
|
-
|
|
-
|
Exchangeable Preferred Interests |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
|
22 Oct 2019 |
16 |
9
|
-
|
|
-
|
Exchangeable Preferred Interests |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
|
22 Oct 2019 |
1,950 |
3,659
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
1,709 |
1,709
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Srinivasan Murali
|
President, Americas and APAC |
|
22 Oct 2019 |
1,964 |
1,964
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Srinivasan Murali
|
President, Americas and APAC |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
673 |
2,637
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Srinivasan Murali
|
President, Americas and APAC |
|
22 Oct 2019 |
64 |
37
|
-
|
|
-
|
Exchangeable Preferred Interests |
Srinivasan Murali
|
President, Americas and APAC |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
102 |
102
|
-
|
|
-
|
Exchangeable Preferred Interests |
Srinivasan Murali
|
President, Americas and APAC |
Other type of transaction at price $ 0.00 per share. |
22 Oct 2019 |
17,141 |
116,812
(0%)
|
0%
|
|
-
|
Common Stock |
Srinivasan Murali
|
President, Americas and APAC |
|
22 Oct 2019 |
50,747 |
99,671
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
|
15 Oct 2019 |
19,848 |
47,384
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
|
15 Oct 2019 |
25 |
13
|
-
|
|
-
|
Exchangeable Preferred Interests |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
|
15 Oct 2019 |
768 |
768
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
Other type of transaction at price $ 0.00 per share. |
15 Oct 2019 |
39 |
39
|
-
|
|
-
|
Exchangeable Preferred Interests |
Shrikant Sortur
|
Executive VP, Global Finance |
|
15 Oct 2019 |
393 |
393
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Shrikant Sortur
|
Executive VP, Global Finance |
|
15 Oct 2019 |
12 |
7
|
-
|
|
-
|
Exchangeable Preferred Interests |
Shrikant Sortur
|
Executive VP, Global Finance |
Other type of transaction at price $ 0.00 per share. |
15 Oct 2019 |
20 |
20
|
-
|
|
-
|
Exchangeable Preferred Interests |
Shrikant Sortur
|
Executive VP, Global Finance |
|
15 Oct 2019 |
10,150 |
46,706
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share (Common Stock) |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
74,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
18,019 |
69,738
(0%)
|
0%
|
1.2 |
20,722
|
Common Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
74,000 |
87,757
(0%)
|
0%
|
|
0
|
Common Stock |
James G. Reynolds
|
Director, Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
74,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
James G. Reynolds
|
Director, Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
74,000 |
74,000
(0%)
|
0%
|
|
0
|
Common Stock |
James G. Reynolds
|
Director, Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
21,164 |
52,836
(0%)
|
0%
|
1.2 |
24,339
|
Common Stock |
Suresh Yannamani
|
President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
74,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Suresh Yannamani
|
President |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
74,000 |
74,000
(0%)
|
0%
|
|
0
|
Common Stock |
Suresh Yannamani
|
President |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
18,019 |
55,981
(0%)
|
0%
|
1.2 |
20,722
|
Common Stock |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
36,400 |
0
|
-
|
|
-
|
Restricted Stock Units |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
36,400 |
36,400
(0%)
|
0%
|
|
0
|
Common Stock |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
8,864 |
27,536
(0%)
|
0%
|
1.2 |
10,194
|
Common Stock |
Shrikant Sortur
|
Executive VP, Global Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
51,200 |
51,200
(0%)
|
0%
|
|
0
|
Common Stock |
Shrikant Sortur
|
Executive VP, Global Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
51,200 |
0
|
-
|
|
-
|
Restricted Stock Units |
Shrikant Sortur
|
Executive VP, Global Finance |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
14,644 |
36,556
(0%)
|
0%
|
1.2 |
16,841
|
Common Stock |
Vitalie Robu
|
President, EMEA |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
57,200 |
0
|
-
|
|
-
|
Restricted Stock Units |
Vitalie Robu
|
President, EMEA |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
57,200 |
57,200
(0%)
|
0%
|
|
0
|
Common Stock |
Vitalie Robu
|
President, EMEA |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
26,884 |
30,316
(0%)
|
0%
|
1.2 |
30,917
|
Common Stock |
Srinivasan Murali
|
President, Americas and APAC |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
68,400 |
0
|
-
|
|
-
|
Restricted Stock Units |
Srinivasan Murali
|
President, Americas and APAC |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2019 |
68,400 |
68,400
(0%)
|
0%
|
|
0
|
Common Stock |
Srinivasan Murali
|
President, Americas and APAC |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. |
03 Sep 2019 |
19,476 |
48,924
(0%)
|
0%
|
1.1 |
22,397
|
Common Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
111,000 |
111,000
|
-
|
|
-
|
Stock Option (right to buy) |
James G. Reynolds
|
Director, Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
111,000 |
111,000
|
-
|
|
-
|
Stock Option (right to buy) |
Suresh Yannamani
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
111,000 |
111,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mark D. Fairchild
|
Pres., Exela Enterprise Sol. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
54,600 |
54,600
|
-
|
|
-
|
Stock Option (right to buy) |
Shrikant Sortur
|
Executive VP, Global Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
76,800 |
76,800
|
-
|
|
-
|
Stock Option (right to buy) |
Vitalie Robu
|
President, EMEA |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
85,800 |
85,800
|
-
|
|
-
|
Stock Option (right to buy) |
Srinivasan Murali
|
President, Americas and APAC |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Aug 2019 |
102,600 |
102,600
|
-
|
|
-
|
Stock Option (right to buy) |
Martin P. Akins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Aug 2019 |
37,312 |
37,312
|
-
|
|
-
|
Restricted Stock Units |
Martin P. Akins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Aug 2019 |
119,047 |
119,047
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
12,884 |
7,586
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
61,900,770 |
9,394,306
(6%)
|
41%
|
|
-
|
Common Stock, par value $0.0001 per share ("Common Stock") |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
4,823,572 |
4,570,734
(3%)
|
3%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
03 Jul 2019 |
4,570,734 |
0
(0%)
|
3%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
755,699 |
962,057
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
856,456 |
1,090,328
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
604,544 |
769,630
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
39,092,389 |
40,342,389
(26%)
|
25%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
452,210 |
1,414,267
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
494,416 |
1,584,744
(1%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
343,679 |
1,113,309
(0%)
|
0%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
39,832,425 |
509,964
(0%)
|
26%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
15,722,102 |
17,136,369
(11%)
|
10%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
12,554,074 |
14,138,818
(9%)
|
8%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
1,768,590 |
2,881,899
(1%)
|
1%
|
|
-
|
Common Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Jul 2019 |
2,000 |
2,000
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Jul 2019 |
18,470 |
20,470
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
249 |
146
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
199 |
117
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
282 |
166
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
273,475 |
2,395,758
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
2,395,758 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
25,638 |
25,638
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
28,031 |
28,031
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
19,485 |
19,485
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
29,248 |
54,886
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
33,149 |
61,180
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
23,398 |
42,883
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
|
03 Jul 2019 |
1,513,000 |
1,513,000
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
1,493,638 |
19,362
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
1,164,872 |
1,226,052
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Jul 2019 |
69,714 |
112,597
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
25 Jun 2019 |
448 |
271,798
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
25 Jun 2019 |
395 |
239,822
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
25 Jun 2019 |
316 |
191,857
|
-
|
|
-
|
Exchangeable Preferred Interests |
Par S. Chadha
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 1.65 per share. |
25 Jun 2019 |
6,012,108 |
71,295,076
(47%)
|
4%
|
1.6 |
9,919,978
|
Common Stock |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Jun 2019 |
26 |
15,988
|
-
|
|
-
|
Exchangeable Preferred Interests |
Ronald C. Cogburn
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 1.65 per share. |
25 Jun 2019 |
13,757 |
13,757
(0%)
|
0%
|
1.6 |
22,699
|
Common Stock, par value $0.0001 per share (Common Stock) |
James G. Reynolds
|
Director, Chief FInancial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 Jun 2019 |
474 |
474
|
-
|
|
-
|
Exchangeable Preferred Interests |
John H. Rexford
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
21,782 |
0
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
31,024 |
87,598
(0%)
|
0%
|
|
-
|
Common Stock |
John H. Rexford
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
9,242 |
9,242
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2019 |
46,808 |
46,808
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
31,024 |
101,352
(0%)
|
0%
|
|
-
|
Common Stock |
Nathaniel J. Lipman
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2019 |
46,808 |
46,808
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
21,782 |
0
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
9,242 |
9,242
|
-
|
|
-
|
Restricted Stock Units |
Par S. Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
12,322 |
12,324
|
-
|
|
-
|
Restricted Stock Unit |
Par S. Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
40,044 |
78,244
(0%)
|
0%
|
|
-
|
Common Stock, par value $0.0001 per share ("Common Stock") |
Par S. Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 May 2019 |
27,722 |
0
|
-
|
|
-
|
Restricted Stock Unit |
Par S. Chadha
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 May 2019 |
59,574 |
59,574
|
-
|
|
-
|
Restricted Stock Unit |
Ronald Cogburn
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
74,000 |
74,000
|
-
|
|
-
|
Restricted Stock Unit |
Ronald Cogburn
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
111,000 |
111,000
|
-
|
|
-
|
Stock Option (right to buy) |
James Reynolds
|
Director, Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
74,000 |
74,000
|
-
|
|
-
|
Restricted Stock Unit |
James Reynolds
|
Director, Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
111,000 |
111,000
|
-
|
|
-
|
Stock Option (right to buy) |
Suresh Yannamani
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
74,000 |
74,000
|
-
|
|
-
|
Restricted Stock Unit |
Suresh Yannamani
|
President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
111,000 |
111,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mark Fairchild
|
Pres., Exela Enterprise Sol. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
36,400 |
36,400
|
-
|
|
-
|
Restricted Stock Unit |
Mark Fairchild
|
Pres., Exela Enterprise Sol. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
54,600 |
54,600
|
-
|
|
-
|
Stock Option (right to buy) |
Shrikant Sortur
|
Executive VP, Global Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
51,200 |
51,200
|
-
|
|
-
|
Restricted Stock Unit |
Shrikant Sortur
|
Executive VP, Global Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2018 |
76,800 |
76,800
|
-
|
|
-
|
Stock Option (right to buy) |
Gordon J. Coburn
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
20,332 |
18,484
|
-
|
|
-
|
Restricted Stock Units |
Gordon J. Coburn
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
29,574 |
29,574
(0%)
|
0%
|
|
0
|
Common Stock |
Gordon J. Coburn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2018 |
21,782 |
40,266
|
-
|
|
-
|
Restricted Stock Units |
Gordon J. Coburn
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
9,242 |
38,816
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
20,332 |
18,484
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
29,574 |
56,574
(0%)
|
0%
|
|
0
|
Common Stock |
John H. Rexford
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
9,242 |
38,816
|
-
|
|
-
|
Restricted Stock Units |
John H. Rexford
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2018 |
21,782 |
40,266
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2018 |
21,782 |
40,266
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
29,574 |
70,328
(0%)
|
0%
|
|
0
|
Common Stock |
Nathaniel J. Lipman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
9,242 |
38,816
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
20,332 |
18,484
|
-
|
|
-
|
Restricted Stock Units |
Par Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
12,322 |
50,524
|
-
|
|
-
|
Restricted Stock Unit |
Par Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
25,878 |
12,324
|
-
|
|
-
|
Restricted Stock Unit |
Par Chadha
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Aug 2018 |
27,722 |
40,046
|
-
|
|
-
|
Restricted Stock Unit |
Par Chadha
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Aug 2018 |
38,200 |
38,200
(0%)
|
0%
|
|
0
|
Common Stock, par value $0.0001 per share ("Common Stock") |
Par Chadha
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.23 per share. |
19 Jun 2018 |
46,500 |
79,209,000
(51%)
|
0%
|
5.2 |
243,195
|
Common Stock |
Nathaniel J. Lipman
|
None |
Purchase of securities on an exchange or from another person at price $ 4.55 per share. |
17 May 2018 |
10,000 |
40,754
(0%)
|
0%
|
4.6 |
45,500
|
Common Stock |
Par Chadha
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 4.69 per share. |
16 Apr 2018 |
7,000,000 |
77,912,500
(51%)
|
4%
|
4.7 |
32,830,000
|
Common Stock, par value $0.0001 per share (Common Stock) |
Gordon J. Coburn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
27,726 |
27,726
|
-
|
|
-
|
Resticted Stock Unit |
Gordon J. Coburn
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
20,332 |
48,058
|
-
|
|
-
|
Resticted Stock Unit |
John H. Rexford
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
20,332 |
48,058
|
-
|
|
-
|
Restricted Stock Unit |
John H. Rexford
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
27,726 |
27,726
|
-
|
|
-
|
Restricted Stock Unit |
Nathaniel J. Lipman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
27,726 |
27,726
|
-
|
|
-
|
Restricted Stock Units |
Nathaniel J. Lipman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
20,332 |
48,058
|
-
|
|
-
|
Restricted Stock Units |
Par Chadha
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
25,878 |
62,846
|
-
|
|
-
|
Resticted Stock Unit |
Par Chadha
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
36,968 |
36,968
|
-
|
|
-
|
Resticted Stock Unit |
John H. Rexford
|
None |
Purchase of securities on an exchange or from another person at price $ 5.08 per share. |
21 Nov 2017 |
7,000 |
27,000
(0%)
|
0%
|
5.1 |
35,560
|
Common Stock |
John H. Rexford
|
None |
Purchase of securities on an exchange or from another person at price $ 5.05 per share. |
21 Nov 2017 |
20,000 |
20,000
(0%)
|
0%
|
5.1 |
101,000
|
Common Stock |
Nathaniel J. Lipman
|
None |
Other type of transaction at price $ 0.00 per share. |
06 Oct 2017 |
30,754 |
30,754
(0%)
|
0%
|
|
0
|
Common Stock |
Edgar G. Hotard
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
12,539 |
37,461
(0%)
|
0%
|
|
0
|
Common Stock |
Ilan Kaufthal
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
8,299 |
41,701
(0%)
|
0%
|
|
0
|
Common Stock |
Jeffry N. Quinn
|
Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
17,985,193 |
0
|
-
|
|
-
|
Warrants |
Jeffry N. Quinn
|
Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
424,903 |
7,830,007
(5%)
|
0%
|
|
0
|
Common Stock |
W. Thomas Jagodinski
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
8,299 |
41,701
(0%)
|
0%
|
|
0
|
Common Stock |
Roberto Gonzales Mendoza
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
29,500 |
20,500
(0%)
|
0%
|
|
0
|
Common Stock |
Shlomo Yanai
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
29,500 |
20,500
(0%)
|
0%
|
|
0
|
Common Stock |
John Rutledge
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
12 Jul 2017 |
8,299 |
41,701
(0%)
|
0%
|
|
0
|
Common Stock |