38,691 XNAS Volume
XNAS 16 May, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 10,438 | 264,734 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 343,750 | 281,250 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 50,669 | 331,919 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 551,723 | 883,642 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 8,713 | 892,355 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 48,031 | 48,031 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 5,204 | 53,235 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 196,421 | 249,656 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 4,640 | 254,296 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 868,062 | 868,062 (0%) | 0% | - | Common Stock (as defined below) | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 494,514 | 373,548 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 373,548 | 0 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 149,270 | 199,270 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 149,270 | 50,000 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 50,000 | 0 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 9,452,256 | 9,452,256 (6%) | 6% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 5,473,231 | 3,979,025 (2%) | 3% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 1,979,025 | 2,000,000 (1%) | 1% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 2,000,000 | 0 (0%) | 1% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 8 | 15 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 8 | 7 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 7 | 0 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 21 Nov 2024 | 354 | 0 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 4,818,439 | 4,818,439 (3%) | 3% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 5,473,231 | 10,291,670 (6%) | 3% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 8 | 10,291,678 (6%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 7 | 10,291,685 (6%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 354 | 10,293,683 (6%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 61,928 | 50,669 | - | - | Series A Preferred Stock (as defined below) | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 50,669 | 0 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 48,031 | 0 | - | - | Series B Preferred Stock (as defined below) | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 10,649 | 8,713 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 8,713 | 0 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 5,204 | 0 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 674,329 | 551,723 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 551,723 | 0 | - | - | Series A Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 196,421 | 0 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 4,640 | 0 | - | - | Series B Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Nov 2024 | 10,438 | 0 | - | - | Series B Preferred Stock | |
| Ronald C. Cogburn | Director | Other type of transaction at price $ 0.00 per share. | 19 Nov 2024 | 5,772 | 4,722 | - | - | Series A Preferred Stock (as defined below) | |
| Ronald C. Cogburn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 80,908 | 80,959 (0%) | 0% | - | Common Stock (as defined below) | |
| James G. Reynolds | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 884,827 | 885,144 (0%) | 0% | - | Common Stock (as defined below) | |
| James G. Reynolds | Director | Other type of transaction at price $ 0.00 per share. | 19 Nov 2024 | 63,124 | 51,646 | - | - | Series A Preferred Stock (as defined below) | |
| Suresh Yannamani | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 137,510 | 137,585 (0%) | 0% | - | Common Stock (as defined below) | |
| Suresh Yannamani | President | Other type of transaction at price $ 0.00 per share. | 19 Nov 2024 | 9,810 | 8,026 | - | - | Series A Preferred Stock (as defined below) | |
| Matthew Brown | Interim CFO | Other type of transaction at price $ 0.00 per share. | 19 Nov 2024 | 2,356 | 1,928 | - | - | Series A Preferred Stock (as defined below) | |
| Matthew Brown | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 33,025 | 33,074 (0%) | 0% | - | Common Stock (as defined below) | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2023 | 625,000 | 625,000 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 2.00 per share. | 09 Oct 2023 | 18,039 | 53,688 (0%) | 0% | 2.0 | 36,076 | Common Stock |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 2.00 per share. | 09 Oct 2023 | 31,961 | 35,649 (0%) | 0% | 2.0 | 63,916 | Common Stock |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2023 | 1,000,000 | 1,000,000 | - | 0.0 | 100 | Special Voting Stock |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2023 | 625,000 | 625,000 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 09 Oct 2023 | 18,039 | 53,688 (0%) | 0% | 2.0 | 36,076 | Common Stock |
| Par S. Chadha | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 09 Oct 2023 | 31,961 | 35,649 (0%) | 0% | 2.0 | 63,916 | Common Stock |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2023 | 1,000,000 | 1,000,000 | - | 0.0 | 100 | Special Voting Stock |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2023 | 1,000,000 | 1,000,000 | - | 0.0 | 100 | Special Voting Stock |
| Marc A Beilinson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2022 | 6,250 | 0 | - | - | Restricted Stock Units | |
| Martin P. Akins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2022 | 6,250 | 0 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2022 | 7,954 | 0 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2022 | 1,387 | 0 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 1.41 per share. | 21 Jul 2022 | 70,921 | 70,921 (0%) | 0% | 1.4 | 99,999 | Common Stock, par value $0.0001 per share (Common Stock) |
| Martin P. Akins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jun 2022 | 13,228 | 0 | - | - | Restricted Stock Units | |
| Martin P. Akins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jun 2022 | 13,228 | 90,212 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Par S. Chadha | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jun 2022 | 30,303 | 30,306 (0%) | 0% | 0 | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jun 2022 | 30,303 | 30,303 | - | - | Restricted Stock Units | |
| John H. Rexford | Director | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 125,000 | 2 (0%) | 0% | - | Common Stock, par value $0.0001 per share | |
| John H. Rexford | Director | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 125,000 | 125,000 | - | - | Restricted Stock Units | |
| Marc A Beilinson | Director | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 125,000 | 125,000 | - | - | Restricted Stock Units | |
| Marc A Beilinson | Director | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 125,000 | 71,500 (0%) | 0% | - | Common Stock, par value $0.0001 per share | |
| Martin P. Akins | Director | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 125,000 | 76,984 (0%) | 0% | - | Common Stock, par value $0.0001 per share | |
| Martin P. Akins | Director | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 125,000 | 125,000 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 27,740 | 3 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 159,091 | 159,091 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 93,895 | 17 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | |
| Par S. Chadha | Director, Executive Chairman | Other type of transaction at price $ 0.00 per share. | 31 May 2022 | 27,740 | 27,740 | - | - | Restricted Stock Units | |
| John H. Rexford | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 1,984 | 3,234 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| John H. Rexford | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 39,680 | 125,002 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 285,606 | 285,606 | - | - | 6.00% Series B Cum. Convert Perpetual Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 775 | 775 | - | - | 6.00% Series B Cum. Convert Perpetual Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 5,204 | 5,204 | - | - | 6.00% Series B Cum. Convert Perpetual Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 208,760 | 93,912 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 3,345,380 | 19 (0%) | 2% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 92,800 | 27,743 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 104,080 | 3 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 5,712,120 | 3 (0%) | 3% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 15,500 | 0 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 1,000,000 | 1,000,000 | - | 0.0 | 100 | Special Voting Stock |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 10,438 | 10,438 | - | - | 6.00% Series B Cum. Convert Perpetual Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 4,640 | 4,640 | - | - | 6.00% Series B Cum. Convert Perpetual Preferred Stock | |
| Par S. Chadha | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 167,269 | 195,646 | - | - | 6.00% Series B Cum. Convert Perpetual Preferred Stock | |
| Ronald C. Cogburn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 2,141 | 3,847 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Ronald C. Cogburn | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 42,820 | 42,824 (0%) | 0% | - | Common Stock | |
| James G. Reynolds | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 35,000 | 37,500 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| James G. Reynolds | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 700,000 | 314,876 (0%) | 0% | - | Common Stock | |
| Suresh Yannamani | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 9,784 | 9,784 | - | - | 6.00% Series B Cumulative Convertible Pref. Stock | |
| Suresh Yannamani | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 195,680 | 15 (0%) | 0% | - | Common Stock | |
| Mark D. Fairchild | Pres., Exela Smart Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2022 | 395 | 1,200 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Mark D. Fairchild | Pres., Exela Smart Office | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 May 2022 | 7,900 | 2 (0%) | 0% | - | Common Stock | |
| John H. Rexford | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,250 | 1,250 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| John H. Rexford | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 25,000 | 187,564 (0%) | 0% | - | Common Stock | |
| William L. Transier | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 40,000 | 123,600 (0%) | 0% | - | Common Stock | |
| William L. Transier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 2,000 | 2,000 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Marc A Beilinson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,425 | 1,425 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Marc A Beilinson | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 28,500 | 196,500 (0%) | 0% | - | Common Stock | |
| Martin P. Akins | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 25,400 | 201,984 (0%) | 0% | - | Common Stock | |
| Martin P. Akins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,270 | 1,270 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 28,377 | 28,377 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 48,031 | 48,031 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 960,620 | 13 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Executive Chairman, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 567,540 | 3,407,899 (2%) | 0% | - | Common Stock | |
| Ronald C. Cogburn | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,706 | 1,706 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Ronald C. Cogburn | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 34,120 | 85,645 (0%) | 0% | - | Common Stock | |
| James G. Reynolds | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 2,500 | 2,500 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| James G. Reynolds | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 50,000 | 1,014,876 (0%) | 0% | - | Common Stock | |
| Mark D. Fairchild | Pres., Exela Smart Office | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 16,100 | 32,214 (0%) | 0% | - | Common Stock | |
| Mark D. Fairchild | Pres., Exela Smart Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 805 | 805 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Shrikant Sortur | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 27,320 | 68,558 (0%) | 0% | - | Common Stock | |
| Shrikant Sortur | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,366 | 1,366 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Vitalie Robu | President, EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,654 | 1,654 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Vitalie Robu | President, EMEA | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 33,080 | 83,046 (0%) | 0% | - | Common Stock | |
| Srinivasan Murali | President, Americas and APAC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Mar 2022 | 1,681 | 1,681 | - | - | 6.00% Series B Cumulative Convertible Perpetual Pref. Stock | |
| Srinivasan Murali | President, Americas and APAC | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Mar 2022 | 33,620 | 84,357 (0%) | 0% | - | Common Stock | |
| Suresh Yannamani | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 25,000 | 0 | - | - | Restricted Stock Units | |
| Suresh Yannamani | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 25,000 | 195,695 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mark D. Fairchild | Pres., Exela Smart Office | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 11,667 | 59,981 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mark D. Fairchild | Pres., Exela Smart Office | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share. | 19 Feb 2022 | 3,459 | 56,522 (0%) | 0% | 0.8 | 2,733 | Common Stock |
| Mark D. Fairchild | Pres., Exela Smart Office | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 11,667 | 0 | - | - | Restricted Stock Units | |
| Shrikant Sortur | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 30,000 | 106,048 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Shrikant Sortur | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share. | 19 Feb 2022 | 10,170 | 95,878 (0%) | 0% | 0.8 | 8,034 | Common Stock |
| Shrikant Sortur | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 30,000 | 0 | - | - | Restricted Stock Units | |
| Srinivasan Murali | President, Americas and APAC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 26,667 | 125,604 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Srinivasan Murali | President, Americas and APAC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2022 | 26,667 | 0 | - | - | Restricted Stock Units | |
| Srinivasan Murali | President, Americas and APAC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share. | 19 Feb 2022 | 7,627 | 117,977 (0%) | 0% | 0.8 | 6,025 | Common Stock |
| Shrikant Sortur | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.24 per share. | 10 Dec 2021 | 60,480 | 76,048 (0%) | 0% | 1.2 | 74,995 | Common Stock, par value $0.0001 per share |
| Vitalie Robu | President, EMEA | Purchase of securities on an exchange or from another person at price $ 1.23 per share. | 10 Dec 2021 | 33,000 | 116,126 (0%) | 0% | 1.2 | 40,590 | Common Stock, par value $0.0001 per share |
| Srinivasan Murali | President, Americas and APAC | Purchase of securities on an exchange or from another person at price $ 1.24 per share. | 10 Dec 2021 | 60,000 | 98,937 (0%) | 0% | 1.2 | 74,400 | Common Stock, par value $0.0001 per share |
| John H. Rexford | Director | Grant, award, or other acquisition of securities at price $ 1.26 per share. | 09 Dec 2021 | 39,682 | 87,564 (0%) | 0% | 1.3 | 49,999 | Common Stock, par value $0.0001 per share |
| William L. Transier | Director | Purchase of securities on an exchange or from another person at price $ 1.22 per share. | 09 Dec 2021 | 163,600 | 163,600 (0%) | 0% | 1.2 | 199,592 | Common Stock, par value $0.0001 per share |
| Martin P. Akins | Director | Grant, award, or other acquisition of securities at price $ 1.26 per share. | 09 Dec 2021 | 63,492 | 89,157 (0%) | 0% | 1.3 | 80,000 | Common Stock, par value $0.0001 per share |
| Par Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.26 per share. | 09 Dec 2021 | 158,730 | 208,777 (0%) | 0% | 1.3 | 200,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Mark Fairchild | President, Exela Smart Office | Purchase of securities on an exchange or from another person at price $ 1.23 per share. | 09 Dec 2021 | 32,520 | 48,314 (0%) | 0% | 1.2 | 40,000 | Common Stock, par value $0.0001 per share |
| Par Chadha | Director, Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 15 Nov 2021 | 100,000 | 3,975,439 (2%) | 0% | 1.7 | 166,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Marc A Beilinson | Director | Purchase of securities on an exchange or from another person at price $ 1.61 per share. | 11 Nov 2021 | 100,000 | 100,000 (0%) | 0% | 1.6 | 161,000 | Common Stock |
| Sharon Chadha | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.60 per share. | 09 Nov 2021 | 62,500 | 62,500 (0%) | 0% | 1.6 | 100,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 90,909 | 90,909 | - | - | Restricted Stock Unit | |
| Sharon Chadha | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 90,909 | 90,909 | - | - | Restricted Stock Unit | |
| Par Chadha | Director, Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.06 per share. | 14 Sep 2021 | 100,000 | 4,112,939 (2%) | 0% | 2.1 | 206,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Sep 2021 | 8,500,000 | 8,500,000 | - | - | Performance Units | |
| Par Chadha | Director, Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.69 per share. | 15 Aug 2021 | 100,000 | 4,012,939 (2%) | 0% | 1.7 | 169,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.81 per share. | 15 Jul 2021 | 100,000 | 4,212,939 (2%) | 0% | 2.8 | 281,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.47 per share. | 15 Jul 2021 | 100,000 | 4,312,939 (2%) | 0% | 3.5 | 347,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 01 Jun 2021 | 100,000 | 4,412,939 (2%) | 0% | 1.6 | 157,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.22 per share. | 29 Mar 2021 | 100,000 | 4,612,939 (3%) | 0% | 2.2 | 222,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Par Chadha | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.89 per share. | 29 Mar 2021 | 100,000 | 4,512,939 (2%) | 0% | 1.9 | 189,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Suresh Yannamani | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2021 | 25,000 | 25,000 | - | - | Restricted Stock Unit | |
| Mark Fairchild | Pres., Exela Smart Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2021 | 11,667 | 11,667 | - | - | Restricted Stock Unit | |
| Shrikant Sortur | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2021 | 30,000 | 30,000 | - | - | Restricted Stock Unit | |
| Srinivasan Murali | President, Americas and APAC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2021 | 26,667 | 26,667 | - | - | Restricted Stock Unit | |
| John H. Rexford | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 46,808 | 0 | - | - | Restricted Stock Units | |
| John H. Rexford | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 9,242 | 0 | - | - | Restricted Stock Units | |
| John H. Rexford | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 56,050 | 143,648 (0%) | 0% | - | Common Stock | |
| Martin P. Akins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 76,995 | 76,995 (0%) | 0% | - | Common Stock | |
| Martin P. Akins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 37,312 | 0 | - | - | Restricted Stock Units | |
| Martin P. Akins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 39,683 | 79,364 | - | - | Restricted Stock Units | |
| Par Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2020 | 71,898 | 150,142 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | |
| Par Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 29 Dec 2020 | 197,714 | 312,250 (0%) | 0% | - | Common Stock | |
| Vitalie Robu | President, EMEA | Other type of transaction at price $ 0.00 per share. | 26 Feb 2020 | 219,065 | 249,381 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | |
| James Reynolds | Director, Chief Financial Officer | 21 Feb 2020 | 49,420 | 114,770 | - | - | Series A Convertible Preferred Stock | ||
| James Reynolds | Director, Chief Financial Officer | 21 Feb 2020 | 35,097 | 65,350 | - | - | Series A Convertible Preferred Stock | ||
| James Reynolds | Director, Chief Financial Officer | 21 Feb 2020 | 298 | 175 | - | - | Exchangeable Preferred Interests | ||
| James Reynolds | Director, Chief Financial Officer | Other type of transaction at price $ 0.00 per share. | 21 Feb 2020 | 1,506,555 | 3,194,628 (2%) | 0% | - | Common Stock | |
| James Reynolds | Director, Chief Financial Officer | Other type of transaction at price $ 0.00 per share. | 21 Feb 2020 | 533,608 | 1,688,073 (1%) | 0% | - | Common Stock | |
| James Reynolds | Director, Chief Financial Officer | 21 Feb 2020 | 906,835 | 1,154,465 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | ||
| James Reynolds | Director, Chief Financial Officer | Other type of transaction at price $ 0.00 per share. | 21 Feb 2020 | 30,253 | 30,253 | - | - | Series A Convertible Preferred Stock | |
| Suresh Yannamani | President | Other type of transaction at price $ 0.00 per share. | 30 Oct 2019 | 13,506 | 17,836 | - | - | Series A Convertible Preferred Stock | |
| Suresh Yannamani | President | 30 Oct 2019 | 141 | 83 | - | - | Exchangeable Preferred Interests | ||
| Suresh Yannamani | President | 30 Oct 2019 | 4,330 | 4,330 | - | - | Series A Convertible Preferred Stock | ||
| Suresh Yannamani | President | Other type of transaction at price $ 0.00 per share. | 30 Oct 2019 | 225 | 225 | - | - | Exchangeable Preferred Interests | |
| Suresh Yannamani | President | Other type of transaction at price $ 0.00 per share. | 30 Oct 2019 | 344,235 | 512,086 (0%) | 0% | - | Common Stock | |
| Suresh Yannamani | President | 30 Oct 2019 | 111,870 | 167,851 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 355 | 355 | - | - | Exchangeable Preferred Interests | |
| Ronald C. Cogburn | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 32,430 | 359,295 (0%) | 0% | - | Common Stock | |
| Ronald C. Cogburn | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 30,147 | 99,885 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | |
| Ronald C. Cogburn | Director, Chief Executive Officer | 22 Oct 2019 | 226,980 | 326,865 (0%) | 0% | - | Common Stock | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | 22 Oct 2019 | 6,835 | 10,494 | - | - | Series A Convertible Preferred Stock | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | 22 Oct 2019 | 223 | 131 | - | - | Exchangeable Preferred Interests | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | 22 Oct 2019 | 16 | 9 | - | - | Exchangeable Preferred Interests | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | 22 Oct 2019 | 1,950 | 3,659 | - | - | Series A Convertible Preferred Stock | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 1,709 | 1,709 | - | - | Series A Convertible Preferred Stock | |
| Srinivasan Murali | President, Americas and APAC | 22 Oct 2019 | 1,964 | 1,964 | - | - | Series A Convertible Preferred Stock | ||
| Srinivasan Murali | President, Americas and APAC | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 673 | 2,637 | - | - | Series A Convertible Preferred Stock | |
| Srinivasan Murali | President, Americas and APAC | 22 Oct 2019 | 64 | 37 | - | - | Exchangeable Preferred Interests | ||
| Srinivasan Murali | President, Americas and APAC | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 102 | 102 | - | - | Exchangeable Preferred Interests | |
| Srinivasan Murali | President, Americas and APAC | Other type of transaction at price $ 0.00 per share. | 22 Oct 2019 | 17,141 | 116,812 (0%) | 0% | - | Common Stock | |
| Srinivasan Murali | President, Americas and APAC | 22 Oct 2019 | 50,747 | 99,671 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | ||
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | 15 Oct 2019 | 19,848 | 47,384 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | ||
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | 15 Oct 2019 | 25 | 13 | - | - | Exchangeable Preferred Interests | ||
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | 15 Oct 2019 | 768 | 768 | - | - | Series A Convertible Preferred Stock | ||
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | Other type of transaction at price $ 0.00 per share. | 15 Oct 2019 | 39 | 39 | - | - | Exchangeable Preferred Interests | |
| Shrikant Sortur | Executive VP, Global Finance | 15 Oct 2019 | 393 | 393 | - | - | Series A Convertible Preferred Stock | ||
| Shrikant Sortur | Executive VP, Global Finance | 15 Oct 2019 | 12 | 7 | - | - | Exchangeable Preferred Interests | ||
| Shrikant Sortur | Executive VP, Global Finance | Other type of transaction at price $ 0.00 per share. | 15 Oct 2019 | 20 | 20 | - | - | Exchangeable Preferred Interests | |
| Shrikant Sortur | Executive VP, Global Finance | 15 Oct 2019 | 10,150 | 46,706 (0%) | 0% | - | Common Stock, par value $0.0001 per share (Common Stock) | ||
| Ronald C. Cogburn | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 74,000 | 0 | - | - | Restricted Stock Units | |
| Ronald C. Cogburn | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 18,019 | 69,738 (0%) | 0% | 1.2 | 20,722 | Common Stock |
| Ronald C. Cogburn | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 74,000 | 87,757 (0%) | 0% | 0 | Common Stock | |
| James G. Reynolds | Director, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 74,000 | 0 | - | - | Restricted Stock Units | |
| James G. Reynolds | Director, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 74,000 | 74,000 (0%) | 0% | 0 | Common Stock | |
| James G. Reynolds | Director, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 21,164 | 52,836 (0%) | 0% | 1.2 | 24,339 | Common Stock |
| Suresh Yannamani | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 74,000 | 0 | - | - | Restricted Stock Units | |
| Suresh Yannamani | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 74,000 | 74,000 (0%) | 0% | 0 | Common Stock | |
| Suresh Yannamani | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 18,019 | 55,981 (0%) | 0% | 1.2 | 20,722 | Common Stock |
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 36,400 | 0 | - | - | Restricted Stock Units | |
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 36,400 | 36,400 (0%) | 0% | 0 | Common Stock | |
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 8,864 | 27,536 (0%) | 0% | 1.2 | 10,194 | Common Stock |
| Shrikant Sortur | Executive VP, Global Finance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 51,200 | 51,200 (0%) | 0% | 0 | Common Stock | |
| Shrikant Sortur | Executive VP, Global Finance | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 51,200 | 0 | - | - | Restricted Stock Units | |
| Shrikant Sortur | Executive VP, Global Finance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 14,644 | 36,556 (0%) | 0% | 1.2 | 16,841 | Common Stock |
| Vitalie Robu | President, EMEA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 57,200 | 0 | - | - | Restricted Stock Units | |
| Vitalie Robu | President, EMEA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 57,200 | 57,200 (0%) | 0% | 0 | Common Stock | |
| Vitalie Robu | President, EMEA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 26,884 | 30,316 (0%) | 0% | 1.2 | 30,917 | Common Stock |
| Srinivasan Murali | President, Americas and APAC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 68,400 | 0 | - | - | Restricted Stock Units | |
| Srinivasan Murali | President, Americas and APAC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2019 | 68,400 | 68,400 (0%) | 0% | 0 | Common Stock | |
| Srinivasan Murali | President, Americas and APAC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share. | 03 Sep 2019 | 19,476 | 48,924 (0%) | 0% | 1.1 | 22,397 | Common Stock |
| Ronald C. Cogburn | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 111,000 | 111,000 | - | - | Stock Option (right to buy) | |
| James G. Reynolds | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 111,000 | 111,000 | - | - | Stock Option (right to buy) | |
| Suresh Yannamani | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 111,000 | 111,000 | - | - | Stock Option (right to buy) | |
| Mark D. Fairchild | Pres., Exela Enterprise Sol. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 54,600 | 54,600 | - | - | Stock Option (right to buy) | |
| Shrikant Sortur | Executive VP, Global Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 76,800 | 76,800 | - | - | Stock Option (right to buy) | |
| Vitalie Robu | President, EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 85,800 | 85,800 | - | - | Stock Option (right to buy) | |
| Srinivasan Murali | President, Americas and APAC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2019 | 102,600 | 102,600 | - | - | Stock Option (right to buy) | |
| Martin P. Akins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 37,312 | 37,312 | - | - | Restricted Stock Units | |
| Martin P. Akins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 119,047 | 119,047 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 12,884 | 7,586 | - | - | Exchangeable Preferred Interests | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 61,900,770 | 9,394,306 (6%) | 41% | - | Common Stock, par value $0.0001 per share ("Common Stock") | ||
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 4,823,572 | 4,570,734 (3%) | 3% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Jul 2019 | 4,570,734 | 0 (0%) | 3% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 755,699 | 962,057 (0%) | 0% | - | Common Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 856,456 | 1,090,328 (0%) | 0% | - | Common Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 604,544 | 769,630 (0%) | 0% | - | Common Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 39,092,389 | 40,342,389 (26%) | 25% | - | Common Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 452,210 | 1,414,267 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 494,416 | 1,584,744 (1%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 343,679 | 1,113,309 (0%) | 0% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 39,832,425 | 509,964 (0%) | 26% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 15,722,102 | 17,136,369 (11%) | 10% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 12,554,074 | 14,138,818 (9%) | 8% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 1,768,590 | 2,881,899 (1%) | 1% | - | Common Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2019 | 2,000 | 2,000 | - | - | Exchangeable Preferred Interests | |
| Par S. Chadha | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jul 2019 | 18,470 | 20,470 | - | - | Exchangeable Preferred Interests | |
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 249 | 146 | - | - | Exchangeable Preferred Interests | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 199 | 117 | - | - | Exchangeable Preferred Interests | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 282 | 166 | - | - | Exchangeable Preferred Interests | ||
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 273,475 | 2,395,758 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 2,395,758 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 25,638 | 25,638 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 28,031 | 28,031 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 19,485 | 19,485 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 29,248 | 54,886 | - | - | Series A Convertible Preferred Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 33,149 | 61,180 | - | - | Series A Convertible Preferred Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 23,398 | 42,883 | - | - | Series A Convertible Preferred Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | 03 Jul 2019 | 1,513,000 | 1,513,000 | - | - | Series A Convertible Preferred Stock | ||
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 1,493,638 | 19,362 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 1,164,872 | 1,226,052 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jul 2019 | 69,714 | 112,597 | - | - | Series A Convertible Preferred Stock | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Jun 2019 | 448 | 271,798 | - | - | Exchangeable Preferred Interests | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Jun 2019 | 395 | 239,822 | - | - | Exchangeable Preferred Interests | |
| Par S. Chadha | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 Jun 2019 | 316 | 191,857 | - | - | Exchangeable Preferred Interests | |
| Par S. Chadha | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.65 per share. | 25 Jun 2019 | 6,012,108 | 71,295,076 (47%) | 4% | 1.6 | 9,919,978 | Common Stock |
| Ronald C. Cogburn | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Jun 2019 | 26 | 15,988 | - | - | Exchangeable Preferred Interests | |
| Ronald C. Cogburn | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.65 per share. | 25 Jun 2019 | 13,757 | 13,757 (0%) | 0% | 1.6 | 22,699 | Common Stock, par value $0.0001 per share (Common Stock) |
| James G. Reynolds | Director, Chief FInancial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Jun 2019 | 474 | 474 | - | - | Exchangeable Preferred Interests | |
| John H. Rexford | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 21,782 | 0 | - | - | Restricted Stock Units | |
| John H. Rexford | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 31,024 | 87,598 (0%) | 0% | - | Common Stock | |
| John H. Rexford | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 9,242 | 9,242 | - | - | Restricted Stock Units | |
| John H. Rexford | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2019 | 46,808 | 46,808 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 31,024 | 101,352 (0%) | 0% | - | Common Stock | |
| Nathaniel J. Lipman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2019 | 46,808 | 46,808 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 21,782 | 0 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 9,242 | 9,242 | - | - | Restricted Stock Units | |
| Par S. Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 12,322 | 12,324 | - | - | Restricted Stock Unit | |
| Par S. Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 40,044 | 78,244 (0%) | 0% | - | Common Stock, par value $0.0001 per share ("Common Stock") | |
| Par S. Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 May 2019 | 27,722 | 0 | - | - | Restricted Stock Unit | |
| Par S. Chadha | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2019 | 59,574 | 59,574 | - | - | Restricted Stock Unit | |
| Ronald Cogburn | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 74,000 | 74,000 | - | - | Restricted Stock Unit | |
| Ronald Cogburn | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 111,000 | 111,000 | - | - | Stock Option (right to buy) | |
| James Reynolds | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 74,000 | 74,000 | - | - | Restricted Stock Unit | |
| James Reynolds | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 111,000 | 111,000 | - | - | Stock Option (right to buy) | |
| Suresh Yannamani | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 74,000 | 74,000 | - | - | Restricted Stock Unit | |
| Suresh Yannamani | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 111,000 | 111,000 | - | - | Stock Option (right to buy) | |
| Mark Fairchild | Pres., Exela Enterprise Sol. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 36,400 | 36,400 | - | - | Restricted Stock Unit | |
| Mark Fairchild | Pres., Exela Enterprise Sol. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 54,600 | 54,600 | - | - | Stock Option (right to buy) | |
| Shrikant Sortur | Executive VP, Global Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 51,200 | 51,200 | - | - | Restricted Stock Unit | |
| Shrikant Sortur | Executive VP, Global Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 76,800 | 76,800 | - | - | Stock Option (right to buy) | |
| Gordon J. Coburn | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 20,332 | 18,484 | - | - | Restricted Stock Units | |
| Gordon J. Coburn | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 29,574 | 29,574 (0%) | 0% | 0 | Common Stock | |
| Gordon J. Coburn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2018 | 21,782 | 40,266 | - | - | Restricted Stock Units | |
| Gordon J. Coburn | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 9,242 | 38,816 | - | - | Restricted Stock Units | |
| John H. Rexford | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 20,332 | 18,484 | - | - | Restricted Stock Units | |
| John H. Rexford | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 29,574 | 56,574 (0%) | 0% | 0 | Common Stock | |
| John H. Rexford | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 9,242 | 38,816 | - | - | Restricted Stock Units | |
| John H. Rexford | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2018 | 21,782 | 40,266 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2018 | 21,782 | 40,266 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 29,574 | 70,328 (0%) | 0% | 0 | Common Stock | |
| Nathaniel J. Lipman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 9,242 | 38,816 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 20,332 | 18,484 | - | - | Restricted Stock Units | |
| Par Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 12,322 | 50,524 | - | - | Restricted Stock Unit | |
| Par Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 25,878 | 12,324 | - | - | Restricted Stock Unit | |
| Par Chadha | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2018 | 27,722 | 40,046 | - | - | Restricted Stock Unit | |
| Par Chadha | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Aug 2018 | 38,200 | 38,200 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share ("Common Stock") | |
| Par Chadha | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.23 per share. | 19 Jun 2018 | 46,500 | 79,209,000 (51%) | 0% | 5.2 | 243,195 | Common Stock |
| Nathaniel J. Lipman | None | Purchase of securities on an exchange or from another person at price $ 4.55 per share. | 17 May 2018 | 10,000 | 40,754 (0%) | 0% | 4.6 | 45,500 | Common Stock |
| Par Chadha | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.69 per share. | 16 Apr 2018 | 7,000,000 | 77,912,500 (51%) | 4% | 4.7 | 32,830,000 | Common Stock, par value $0.0001 per share (Common Stock) |
| Gordon J. Coburn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 27,726 | 27,726 | - | - | Resticted Stock Unit | |
| Gordon J. Coburn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 20,332 | 48,058 | - | - | Resticted Stock Unit | |
| John H. Rexford | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 20,332 | 48,058 | - | - | Restricted Stock Unit | |
| John H. Rexford | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 27,726 | 27,726 | - | - | Restricted Stock Unit | |
| Nathaniel J. Lipman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 27,726 | 27,726 | - | - | Restricted Stock Units | |
| Nathaniel J. Lipman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 20,332 | 48,058 | - | - | Restricted Stock Units | |
| Par Chadha | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 25,878 | 62,846 | - | - | Resticted Stock Unit | |
| Par Chadha | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2018 | 36,968 | 36,968 | - | - | Resticted Stock Unit | |
| John H. Rexford | None | Purchase of securities on an exchange or from another person at price $ 5.08 per share. | 21 Nov 2017 | 7,000 | 27,000 (0%) | 0% | 5.1 | 35,560 | Common Stock |
| John H. Rexford | None | Purchase of securities on an exchange or from another person at price $ 5.05 per share. | 21 Nov 2017 | 20,000 | 20,000 (0%) | 0% | 5.1 | 101,000 | Common Stock |
| Nathaniel J. Lipman | None | Other type of transaction at price $ 0.00 per share. | 06 Oct 2017 | 30,754 | 30,754 (0%) | 0% | 0 | Common Stock | |
| Edgar G. Hotard | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 12,539 | 37,461 (0%) | 0% | 0 | Common Stock | |
| Ilan Kaufthal | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 8,299 | 41,701 (0%) | 0% | 0 | Common Stock | |
| Jeffry N. Quinn | Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 17,985,193 | 0 | - | - | Warrants | |
| Jeffry N. Quinn | Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 424,903 | 7,830,007 (5%) | 0% | 0 | Common Stock | |
| W. Thomas Jagodinski | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 8,299 | 41,701 (0%) | 0% | 0 | Common Stock | |
| Roberto Gonzales Mendoza | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 29,500 | 20,500 (0%) | 0% | 0 | Common Stock | |
| Shlomo Yanai | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 29,500 | 20,500 (0%) | 0% | 0 | Common Stock | |
| John Rutledge | None | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Jul 2017 | 8,299 | 41,701 (0%) | 0% | 0 | Common Stock |